Status of Civil Litigation Over George Floyd Killing

On July 15, attorneys for the family of George Floyd (by their trustee Kaarin Nelson Schaffer, a Minnesota attorney and resident of Hennepin County) sued the City of Minneapolis and the four ex-police officers involved in Floyd’s death—Derek Chauvin, Tou Thao, Thomas Lane and J. Alexander Kueng. The 40-page Complaint has three counts. “Count I—42 U.S.C. §1983—Fourth Amendment Violations” is asserted against the four ex-policemen while counts II and III are against the City of Minneapolis: “Count II– 42 U.S.C. §1983—Monell Liability” and “Count III–42 U.S.C. §1983—Canton Liability.” [1]

The only development so far in the case is the August 18 filing of a Stipulation for 60-Day Stay of Litigation between the plaintiff and the City of Minneapolis. Such a stay until October 17 was requested “so that the parties may continue to discuss the possibility of a longer stay which would continue until the criminal proceedings against the individual Defendants are completed.”[2]

The next day, two Minneapolis attorneys—Gregory M. Erickson and Erick G. Kaardal–entered their appearances for defendant Derek Chauvin.

Background of U.S. District Judge Susan Richard Nelson[3]

Judge Susan Richard Nelson, who is presiding over this civil case, had 23  years of experience as an attorney in Pennsylvania, Connecticut and Minnesota, the last 16 as a skillful attorney in high stakes civil litigation for an eminent Minneapolis law firm. Then in 2000 the judges of the U.S. District Court for the District of Minnesota appointed her to the position of U.S. Magistrate Judge, who handles various pretrial matters and settlement conferences.

Most relevant for the current civil case over George Floyd from Nelson’s experience as a Magistrate Judge was her supervising settlement discussions over a racial discrimination suit by five high-ranking Black Minneapolis police officers—including current Chief Medaria Arrandondo. In July 2008, “the parties were on the of a $2 million settlement that also included the addition of a new deputy police chief position focused on documenting and responding to reports of discrimination both within the department and in the community. The tentative agreement included data collection about racially based policing and publication of that data; the Police Department’s adherence to terms of a previously proposed federal consent decree; and ongoing court oversight to ensure the settlement agreement’s terms were implemented and followed.”

One of the attorneys for the plaintiffs, Robert Muller, recently said Nelson “artfully encouraged the parties to work towards a potential resolution that included provisions beyond simply monetary relief. Her encouragement prompted the parties to be creative, dig in, and come up with what could have been very meaningful [police] reform.”

However, the Minneapolis City Council failed to approve this settlement. A year later the case was settled, but without the previously agreed upon policy changes.

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[1] See these posts to dwkcommentaries.com: George Floyd’s Family Sues City of Minneapolis and Four Ex-Officers Involved in His Death (July 16, 2020); George Floyd’s Family’s Complaint Against the Four Ex-Police Officers Over His Death (July 17, 2020); George Floyd Family’s Complaint Against the City of Minneapolis Over His Death: Count II (July 18, 2020); George Floyd Family’s Complaint Against the City of Minneapolis Over His Death: Count III (July 19, 2020).

[2] Stipulation for 60-Day Stay of Litigation, Schaeffer v. Chauvin, Civil No. 20-1577 (Aug. 18, 2020, U.S. Dist. Ct., D. Minn.).

[3] Montemayor, Judge overseeing Floyd family’s federal suit no stranger to high stakes litigation, StarTribune (Sept. 6, 2020); Susan Richard Nelson, Wikipedia.

Guilty Judgment in 1989 Murder of Jesuit Priests in El Salvador   

On September 11, 2020, Spain’s highest criminal court, the Audiencia Nacional, found former Salvadoran Colonel, Inocente Orlando Montano (now 77 years old), guilty of the “terrorist murders” of  five Jesuit priests who were Spaniards, in San Salvador, the Capital of El Salvador, 31 years ago. The court found that Montano took part in the decision to “execute Ignacio Ellacuría as well as anyone in the area – regardless of who they were – so as not to leave behind any witnesses.”

The court then sentenced Montano to 26 years, eight months and one day for each of the five murders for a total of 133 years. However, he will not spend more than 30 years in prison, the judges said. This was after a trial of the only Salvadoran military officer who was extradited to Spain to stand trial under the international legal principle of universal jurisdiction authorizing jurisdiction in a state other than the site of the crime for human rights crimes.[1]

The Spanish NGO that was involved in the case, Guernica Centre for International Justice, published a background of the case, daily reports about the trial and the court’s decision. [2]

Also killed  in the same event were a Salvadoran Jesuit and two Salvadoran women, but those killings were not before the Spanish court.

The path to this legal judgment has been long and complicated.

The Murder of the Jesuit Priests

The murder of the Jesuit priests, one of the most horrendous crimes during the country’s civil war, occurred in the early hours of November 16, 1989, when a group of Salvadoran soldiers entered the campus of the Central American University (UCA) in San Salvador. They made their way to the residences of the Jesuit priests, who were UCA professors and advocates for the poor people of the country, and shot and killed the five Spanish priests–Father Ignacio Ellacuria (UCA’s Rector), Ignacio Martin-Barò (UCA’s Vice Rector), Segundo Montes (Director of UCA’s Human Rights Center), Armando Lòpez and Juan Ramôn Moreno.  The murdered Salvadoran Jesuit was Joaquin Lôpez y Lôpez, and the two murdered Salvadoran women were the priests’ cook and her daughter.[3]

Salvadoran Legal Proceedings Over This Crime

Immediately afterwards high officials of the Salvadoran military engaged in attempting to cover up its involvement in this horrendous crime, but international outrage and pressure caused the country to create a Salvadoran commission that investigated and reported that four officers and five soldiers were responsible for this crime and they along with another officer were brought to trial in that country for this crime in September 1991. A jury decided that the five officers were guilty of various crimes and sentenced them to prison, but acquitted the five soldiers. [4]

In 1992 the Salvadoran legislature enacted a General Amnesty Law that led that year to the release from prison of those convicted of the Jesuit murders.[5] In 2016, however, the Salvadoran Supreme Court held that the General Amnesty Law was unconstitutional, and at least one of those who had been convicted, sentenced and then released under that Law (Colonel Guillermo Alfredo Benavides Moreno) was ordered to return to prison after the invalidation of that Law.[6]

The Truth Commission for El Salvador[7]

On January 16, 1992, the Salvadoran government and the FMLN rebels signed the peace agreement to end the civil war. One of its provisions was the creation of the Truth Commission for El Salvador, whose report on March 15, 1993 had detailed findings about the murder of the Jesuits, including the following:

  • “There is substantial evidence that on the night of 15 November 1989, then Colonel René Emilio Ponce, in the presence of and in collusion with General Juan Rafael Bustillo, then Colonel Juan Orlando Zepeda, Colonel Inocente Orlando Montano and Colonel Francisco Elena Fuentes, gave Colonel Guillermo Alfredo Benavides the order to kill Father Ignacio Ellacuría and to leave no witnesses. For that purpose, Colonel Benavides was given the use of a unit from the Atlacatl Battalion, which two days previously had been sent to search the priest’s residence.”
  • “There is full evidence that:

(a) That same night of 15 November, Colonel Guillermo Alfredo Benavides informed the officers at the Military College of the order he had been given for the murder. When he asked whether anyone had any objection, they all remained silent.

(b) The operation was organized by then Major Carlos Camilo Hernández Barahona and carried out by a group of soldiers from the Atlacatl Battalion under the command of Lieutenant José Ricardo Espinoza Guerra and Second Lieutenant Gonzalo Guevara Cerritos, accompanied by Lieutenant Yusshy René Mendoza Vallecillos.”

Prior Proceedings in Spain’s Case[8]

In November 2008 a U.S. NGO (Center for Justice & Accountability) and a Spanish NGO filed a criminal case over the killing of the Jesuits  against 14 Salvadoran military officers and the country’s former President Cristiani. In January 2009 the Spanish court accepted the case against the military officers and soldiers, but declined to do so with respect to Cristiani although reserving the right to do so later.

On May 30, 2011, the Spanish court issued an indictment and arrest warrants for 20 of the top leaders of El Salvador’s civil war, accusing them of crimes against humanity and state terrorism in meticulously planning and carrying out the killings of the Jesuit priests in November 1989. One was Inocente Orlando Montano, who in 1989 was the vice minister of public safety.

Subsequently in complicated proceedings El Salvador denied extradition of all these requests for those living in the country. Only Montano, who had been living in the U.S. and who had been tried and convicted for lying in U.S. immigration papers, was extradited to Spain by the U.S.

Conclusion

After this decision by the Spanish court, UCA requested the Criminal Chamber of El Salvador’s Supreme Court to resolve a long-pending appeal by six other former military officers accused of involvement in the Jesuits murders so that their guilt can be adjudicated. UCA’s Rector, Andreu Oliva, said, “”We are confident that the evidence presented at the Spanish hearing will serve to hold a trial here in El Salvador, since it is evident that, given the indications in the sentence, there are other parties involved who are in El Salvador and that there is no reason why they are not judged in our country.” This requires the “urgent” opening of the archives of the country’s Armed Forces. [9]

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[1] Assoc. Press, Spain imprisons ex-colonel for Jesuits slain in El Salvador, Wash. Post (Sept. 11, 2020); Jones, Ex-Salvadoran colonel jailed for 1989 murder of Spanish Jesuits, Guardian (Sept. 11, 2020); Jones, Spanish trial brings hope of justice for victims of Salvadoran death squads, Guardian (Sept. 7, 2020); Marroquin, 133 years in prison for ex-colonel Montano for the Jesuits case, elsalvador.com (Sept. 12, 2020); Spanish court rules in Jesuit massacre case.elsalvadorperspectives (Sept. 11, 2020);

[2] Guernica Centre, Trial Date Set for the Jesuits Massacre Case (Feb. 18, 2020); (background of case); Guernica Centre, The Jesuit Massacre Trial 2020: Daily Trial Briefings: #01 (06/08/20), # 02 (06/10/20), # 03 (06/11/20), # 04 (07/08/20), # 05 (07/09/20), # 06 07/10/20), # 07 (07/13/20), # 08 (07/14/20), # 09 (07/15/20); Guernica Centre, The Jesuit Massacre Trial, guernica37.com (Sept. 11, 2020). This NGO’s name memorializes the April 28, 1937 bombing of the Spanish town of Guernica by German Nazi warplanes at the request of Spanish General Francisco Franco during the Spanish Civil War. The number of casualties originally was estimated to be over 1,700, but now is believed to have been under 300. “Guernica” is also the name of a famous Picasso painting about the bombing on display at the Spanish Museo Reina Sofia in Madrid. (Bombing of Guernica, Wikipedia; Guernica (Picasso), Wikipedia.)

[3] See International Criminal Justice: The Salvadoran Murders of the Jesuit Priests, dwkcommentaries.com (June 2, 2011).

[4] International Criminal Justice: Salvadoran Military’s Attempted Cover-Up of Its Committing the Murders of the Jesuit Priests, dwkcommentaries.com (June 7, 2011); International Criminal Justice: Salvadoran Criminal Case Regarding the Murders of the Jesuit Priests, dwkcommentaries.com (June 8, 2011).

[5] International Criminal Justice: El Salvador’s General Amnesty Law and Its Impact on the Jesuits Case, dwkcommentaries.com (June 11, 2011).

[6] Reinstatement of Sentence of Former Salvadoran Military Officer for Participating in Murder of Jesuit Priests, dwkcommentaries.com (May 13, 2017).

[7]  United Nations, El Salvador Agreements: The Path to Peace  From Madness to Hope: the 12-year war in El Salvador (July 1992); Report of the Commission on the Truth for El Salvador (Mar. 15, 1993).

[8]  International Criminal Justice: The Spanish Court’s Criminal Case Regarding the Salvadoran Murders of the Jesuit Priests, dwkcommentaries.com (June 15, 2011); International Criminal Justice: Spanish Court Issues Criminal Arrest Warrants for Salvadoran Murders of  Jesuit Priests, dwkcommentaries.com (May 31, 201i); Former Salvadoran Military Officer Extradited from U.S. to Spain for Trial in Jesuits Murder Case, dwkcommentaries.com (Dec. 1, 2017). See generally posts listed in “The Jesuit Priests” section of List of Posts to dwkcommantaries—Topical: EL SALVADOR.

[9] Marroquin, The UCA asks the Criminal Chamber to resolve the appeal of the Jesuits case, elsalvador.com (Sept. 11, 2011); Calderon, Condemnation of Montano gives hope to prosecute masterminds of Jesuit massacre, says UCA, Laprensa Grafica (Sept. 11, 2020)

Results of 9/11/20 Hearing in George Floyd Criminal Cases

Information about what happened at the 9/11/20 hearing is provided by many media reports.[1] Here is a summary of those reports, again following the court’s Agenda for the hearing.

State’s Motions

Joint Trial. The State’s arguments were presented by Special Assistant Attorney General Neal Katyal, the famous attorney, law professor and commentator from Washington, D.C. He argued that the evidence against all four defendants is similar, that witnesses and family members are “likely to be traumatized by multiple trials” and that the interests of justice necessitate a single trial because separate trials would taint future juries. He also said, “The defendants watched the air go out of Mr. Floyd’s body together. And the defendants caused Mr. Floyd’s death together.”

Thao’s attorney responded to the last point by arguing that the jury pool already has been tainted by comments about the case by Attorney General Ellison and others.

A St. Paul attorney who is not involved in the case, Paul Applebaum, said, “it’s going to be tough for the defense attorneys to get the cases separated, partly because it would be difficult for Chauvin to blame the other officers for the charges of murder and manslaughter against him, but also because of the burden of holding four separate trials.”

Aggravating Factors for Upward Sentencing. Assistant Attorney General Matthew Frank argued that Floyd was particularly vulnerable because he was handcuffed and pinned to the ground. Judge Cahill expressed some skepticism of this point by asking whether what happens during an encounter qualifies for this purpose.

In  its Notice of Intent To Offer Other Evidence of 9/10/20, the State said it intended to offer evidence of Chauvin’s eight prior instances of use of excessive force, including use of  neck and upper body restraints.  In four of those, Chauvin allegedly used them “beyond the point when such force was needed under the circumstance,” an indication of his pattern, including his restraint of Floyd.[2]

Defendant’s Motions

 Motions for Change of Venue. Judge Cahill said it was too early to decide on a change of venue for the trial. He noted that Hennepin County District Court has been sending questionnaires to potential jurors to complete at home because of COVID risks and for the sake of expediency and that the court could start polling potential jurors ahead of the scheduled March 8 trial.

But two of the defense attorneys argued that the questionnaires should be completed in person at the courthouse because it carries more weight and meaning. Assistant Attorney General Matthew Frank agreed.

In response to defense arguments about adverse public opinion in Hennepin County, the Judge asked one of them, “There really isn’t a country, would you agree, or a state in this country where there hasn’t been a lot of publicity about George Floyd’s death?”

Jury Sequestration. The Judge said “it would be almost cruel to keep them in on weeks at a time. Instead, he suggested they be “semi-sequestered:”  jurors drive to court each day for deputies to escort them from their vehicles to a secure elevator, have their lunches brought in to the jury room and then have them escorted back to their vehicles.

Motion to Disqualify HCAO [Hennepin County Attorney’s Office]. From the bench Judge Cahill said the HCAO’s work “sloppy” because they sent prosecutors to question the medical examiner, making them witnesses in the case. Therefore, he disqualified County Attorney Freeman and three assistants who questioned the Examiner because they are potential witnesses. However, others from the Office were not disqualified.

Afterwards Freeman and the Minnesota Attorney General requested reconsideration of this decision, which Judge Cahill granted. The request stated, “Any suggestion by Judge Cahill that the work of . . . [two Assistant County Attorneys] was sloppy was incorrect. The . . .[HCAO] fully stands by the work, dedication and commitment of two of the state’s best prosecutors. That third party mentioned by Judge Cahill does not need to be a non-attorney. [The two attorneys in question] asked to leave the case on June 3 and Frank [the other attorney in question] is the attorney of record, making . . .[the other two attorneys] valid third-parties and eligible to be called as witnesses by the defense. This HCAO decision is consistent with the relevant Minnesota Supreme Court case.

Rule 404 Evidence Motions. The Judge denied defense’s intent to offer evidence regarding Floyd’s arrest and conviction in Texas as it was irrelevant. He also denied the defense request for evidence regarding Floyd’s 05/06/19 medical incident at the Hennepin County Medical Center although he said it could come up at a later date.

Administrative Matters

Jury Selection. The Judge said that he anticipates jury selection will take two weeks with each prospective juror to take the witness stand for questioning by the attorneys.

COVID-19 Restrictions. The Judge said these restrictions would be in place with overflow rooms for family and press.

Trail Length. The Judge said he anticipates a four-week trial.

Conclusion

Although I was not in the courtroom to observe the Judge, the journalists’ reports suggest that the Judge is leaning towards a consolidated trial of all four defendants in Hennepin County under his supervision.

During the 3.5 hour hearing a highly organized, peaceful group of several hundred protesters gathered in front of the heavily fortified Family Justice Center. At first they laid silently on the ground for eight minutes and 46 seconds, which was the initially reported duration of the police pinning of Floyd on the pavement on May 25th (that figure was incorrect; the corrected number is seven minutes and 46 seconds).[3] When they rose, Marvin Gaye’s recorded voice sang, “Mother, mother, there’s too many of you crying” (the first verse from the late singer’s 1970 song “What’s going on”).

The protesters then repeatedly chanted, “Indict, Convict, Send These Killer Cops to Jail. The Whole Damn System Is Guilty As Hell!” Another call was “Say his name!” with the “George Floyd” response. Another: “Who killed him?” and “MPD.” The messages on their signs included the following: “No clemency for killer kkkops” and “Recall Freeman” and a reconfigured MPD badge to say “Murderous City of Lakes Police.”

When Lane and Kueng and their attorneys left the building, they were met by protestors yelling “Murderer!” The crowd then remained until Floyd’s family members left the building, and many of the protestors turned into a dance line, including the Electric Slide.

The protestors apparently are not aware that their protests are ammunition for the defendants’ arguments for transferring the cases to another county, where emotions are not so virulent. The protestors should adopt a different strategy.

After the hearing, Ben Crump, an attorney for the Floyd family, publicly expressed outrage over defense suggestions that Floyd’s use of drugs or earlier run-ins with the police were relevant to the killing of Floyd. “The only overdose was an overdose of excessive force and racism. It is a blatant attempt to kill George Floyd a second time.”

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[1]  Xiong & Olson, Judge disqualifies some in Mike Freeman’s office for ‘sloppy work’ in George Floyd case, StarTribune (Sept. 11, 2020); LIVE UPDATES: Tentative 2-week jury selection, 4-week trial format for George Floyd case, kstp.com (Sept. 11, 2020); Judge In Floyd Case Disqualifies Members of Hennepin co. Attorney’s Office, minnesota.cbslocal.com (Sept. 11, 2020); Olson, Protestors confront former Minneapolis police officers with shouts of ‘murderer,’ StarTribune (Sept. 11, 2020); Protestors Shout At Former MPD Officers As They Exit Pretrial Hearing in George Floyd Case, minnesota.cbslocal.com (Sept. 11, 2020); Collins & Williams, George Floyd killing: Judge disqualifies Freeman from cops’ trial, MPRNews (Sept. 11, 2020); Read Hennepin County Attorney Mike Freeman’s response to being disqualified from George Floyd case, StarTribune (Sept. 11, 2020); Furber, Arango & Eligon, Police Veteran Charged in George Floyd Killing Had Used Neck Restraints Before, N.Y. Times (Sept. 11, 2020); Bailey, Prosecutors allege former Minneapolis officer used neck restraint in several other cases before George Floyd’s death, Wash. Post (Sept. 11, 2020); George Floyd’s Family Lawyer Pushes Back on Police Claims (video), N.Y.Times (Sept. 11, 2020); Officers charged in George Floyd killing seek to place blame on one another, Guardian (Sept. 11, 2020).

[2] State’s Notice of Intent To Offer Other Evidence, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin county District Court Sept. 10, 2020).

[3] Revised Length of Time for Minneapolis Police Restraint of George Floyd. dwkcommentaries.com (June 18, 2020).

 

More Details on 9/11/20 Hearing in George Floyd Criminal Cases

Yesterday’s post and comment provided a preview for today’s hearing.[1] Here are some more details for the hearing, again following the Agenda for the hearing.

State’s Motions

  1. Motion for Joint Trial.[2]

On September 10, the State submitted a 28-page reply in support of its motion for a joint trial, but time constraints do not allow for its examination and summary in this post.

One of the issues for this motion is whether or not the defendants have antagonistic defenses. Here are more details on that issue.

Chauvin’s attorney has said that his client did not know the full picture of what was happening when he and Thao arrived later on the scene to find Lane and Kueng struggling to get Floyd into the back seat of their squad car. The attorney also suggested that these other two had mishandled the scene by not doing enough to try to calm Floyd, by failing to administer naloxone and by  delaying the request for an ambulance and thereby causing the death.

Chauvin and Thao also may argue that as late arrivals on the scene they were deferring to Lane and Kueng irrespective of their lack of seniority and rank.

Thao will emphasize his “human traffic cone” role while the other three were physically restraining Floyd.

Lawyers for Lane and Kueng, both rookies, have emphasized that they were following the orders of their superior, Chauvin, and that Lane twice tried to intervene to get Floyd turned over, but Chauvin refused. Kueng also may testify about faulty training by Chauvin on how to handle a detention while Kueng and Thao may point to the history of 18 complaints about Chauvin’s conduct as an officer.

Lane’s attorney said, “It is plausible that all officers have a different version of what happened and officers place blame on one another.”

All four, however, apparently are arguing that Floyd’s death was accelerated by drugs in his system

Defendants’ Motions

  1. Discovery Motions.[3]

Late on September 9, the State submitted a response to such motions from all four defendants. Here are its main points:

  • The State already had disclosed the Hennepin County Medical Examiner’s complete file and that although the State had no obligation to disclose the autopsy reports by the Armed Forces Medical Examiner and by experts retained by the Floyd family (Drs. Baden and Wilson), the State had asked these persons for these documents and if they are so provided, the State would provide them to the defendants.
  • With respect to Floyd’s 5/5/19 incident with the MPD, the State had requested any body worn camera footage from the MPD and, if it exists, it would be provided; the Hennepin County Attorney’s Office has no record of a referral for prosecution; and any other prosecuting agencies are not within the State’s control.
  • The State stated there is no factual basis for the request for documents on Floyd’s acting as an informant and gang affiliations and the requests were denied.
  • If possible, the State will produce the MPD training PowerPoints in the original format.
  • The State denied the request for the State’s document indices as privileged attorney work product.
  • The State already has produced the MPD Internal Affairs Public Summaries for all four defendants, but opposes any other disclosure.

Conclusion

On a separate note, there are planned protests near the courthouse on the day of the hearing. As a result, windows on government buildings have been boarded up and law enforcement officials are setting up a perimeter to keep protesters at a distance.

In fact, the hearing will be held in the nearby Family Justice Center, where the Hennepin County Family Court is located, in downtown Minneapolis.

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[1] Preview of 9/11/20 Hearing for George Floyd Criminal Cases, dwkcommentaries.com (Sept. 10, 2020); Comment: Rule 44 Evidence Motions: More Details, dwkcommentaries.com (Sept. 10, 2020). See also Xiong, Several key issues at stake Friday morning in Hennepin County court hearing in George Floyd case, StarTribune (Sept. 10, 2020).; Collins, Judge to hear arguments Friday in Floyd killing case, MPRNews (Sept. 11, 2020).

[2]  State’s Reply in Support of Motion for Joinder, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin county District Ct. Sept. 10, 2020); Bailey, Former Officers charged in George Floyd killing turn blame on each other, Wash. Post (Sept. 10, 2020),

[3] State’s Response to Defendants’ Motions To Compel Disclosure, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin county District Ct. Sept. 9, 2020)

Preview of  the 9/11/20 Hearing in George Floyd Criminal Cases

This preview will follow the Agenda for the 9/11/20 hearing in the four George Floyd criminal cases that has been set by the Hennepin County District Court Judge Peter Cahill.[1]

State’s Motions

  1. Motion for Joint Trial[2]

On August 12, the State asked the court to consolidate all four of the cases for one trial on the grounds that the charges and evidence in all four cases are similar; that there would be less negative impact on witnesses and family members; the defenses of the four ex-officers were not antagonistic; and the interests of justice would be advanced.

Unsurprisingly all of the four defendants are opposing this motion. Here is a summary of their arguments: Chauvin: other defendants likely to blame Chauvin, whose defenses are likely to blame the others and thus they are mutually antagonistic; trying Chauvin first is the sensible approach which would dictate the need for, and scope of, any other trials. Kueng: different evidence on whether and how the defendants worked in close concert; no particularly vulnerable witnesses; antagonistic defenses; interests of justice do not favor joinder. Lane: likely antagonistic defenses with each defendant having different version of what happened and who is to blame, forcing jury to choose between defendants’ testimonies. Thao: Minnesota has favored separate trials; unknown if “overwhelming majority” of evidence will be same in all the cases; Thao did not work in close concert with the others; impact on Floyd family is not a factor; nature of Floyd’s death does not favor joinder; antagonistic defenses are highly likely; COVID-19 favors separate trials with smaller gatherings at each.

  1. Motion to Submit Aggravating Factors to Jury (Blakely)[3]

Under Blakely v. Washington, 542 U.S. 2996 (2004), the U.S. Supreme Court held that the defendant’s Sixth Amendment right to a jury trial can be violated any time the court imposes a sentence greater than that called for in the guidelines, even when the sentence imposed is below the maximum punishment permitted by the legislature.

On August 28, the State gave notice of its intent to seek an upward sentencing departure for Chauvin on the grounds that Floyd was particularly vulnerable and was treated with particular cruelty by Chauvin, that Chauvin abused his position of authority, committed the crime as part of a group of three or more offenders who actively participated in the crime and in the presence of multiple children.

  1. Motion for Expert Witness Disclosure[4]

On August 28, the State moved for establishing deadlines of disclosure of expert witnesses with the following suggestions: Initial Expert Disclosures (12/08/20) and full Expert Disclosures (01/08/21).

Defendants’ Motions

  1. Motions for Change of Venue[5]

All four defendants have moved for change of venue with the following arguments: Chauvin (excessive pretrial publicity in Twin Cities); Lane (transfer to Washington or Dakota County because fair trial impossible in Hennepin County); Thao (fair trial impossible In Hennepin County; change to St. Louis, Clay or Crow Wing County); Kueng (prejudicial publicly in Hennepin County; change to  another county “outside the seven-county metro area, such as Stearns County or another county with appropriate facilities and demographics”).

  1. Jury Sequestration and Anonymity Motion[6]

On August 28, Thao moved for jury sequestration and juror anonymity due to “the notoriety of the case.”

  1. Motion to Disqualify HCAO [Hennepin County Attorney’s Office][7]

The only apparent motion to disqualify the HCAO was filed on August 6 by the attorney for Kueng on the ground that the County Attorney had made prejudicial comments about the defendants, and the very next day (August 7) Judge Cahill denied the motion.

Thus, this must be an erroneous agenda item.

  1. Rule 404 Evidence Motions[8]

On August 27, Kueng gave notice that he may offer at trial evidence regarding  (1) the circumstances of (a) Floyd’s 05/06/19 arrest by MPD; (b) Floyd’s 05/06/19 medical intervention at Hennepin County Medical Center; and (c) Floyd’s 08/09/07 arrest and subsequent conviction in Texas for Aggravated Robbery with a Deadly Weapon.

  1. Discovery Motions[9] On August 24, Thao filed a motion to compel discovery of the following regarding the investigation and death of Floyd; (1) complete Hennepin County Medical Examiner’s Office file; (2) any and all reports and autopsies performed by Dr. Michael Baden; (3) any and all reports and autopsies performed by Dr. Allecia Wilson; and (4) entire Office of the Armed Forces Medical examiner file.

On August 28, Chauvin filed a motion for the State’s disclosure of (1) body worn camera/audio from MPD CN-201 9-127538 from Floyd’s arrest; (2) files pertaining to Floyd’s cooperation as an informant for the MPD, FBI or any other state or federal law enforcement agency; (3) files documenting Floyd’s activity as a gang member or affiliate within the past five years; (4) information regarding Floyd’s 05/06/19 drug possession/sale investigation; (5) training materials with active imbedded links to video portions; and (6) index to State’s document disclosures.

Administrative Matters

  1. Jury Selection
  • Method
  • Preemptory Challenges
  1. In-Court Presence/COVID-19 Restrictions
  2. Overflow rooms/Audio-Visual Coverage
  3. Overnight/Special Transcript Requests
  4. Trial Length/Daily Schedule

Substantive Matters

The Judge already has announced that the only substantive matters—the four defendants’ motions to dismiss for alleged lack of probable cause for the criminal charges—will be decided on the briefs and factual record without argument at the hearing.[10] The only new details on these motions is the State’s recent opposition to Defendant Kueng’s dismissal motion and its future opposition to the recent Chauvin motion. [11]

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[1] Agenda for Court’s 9/11/20 Hearing in George Floyd Criminal Cases, dwkcommentaries.com (Sept, 2, 2000); Comment: More Informed Reaction to Agenda, dwkcommentaries.com (Sept. 7, 2020).

[2] Prosecution Requests One Trial for the Four Former Policemen Charged with Floyd Killing, dwkcommentaries.com (Aug. 13, 2020); Chauvin’s Memorandum of Law Opposing the State’s Joinder Motion, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin County Dist. Ct. Sept. 8, 2020); Lane’s Defense Objection to State’s Motion for Joinder, State v. Lane, Court File No. 27-CR-20-12951 (Hennepin County Dist. Ct. Sept. 8, 2020); Kueng’s Objection to the State’s Motion for Joinder, State v. Kueng Court File No. 27-CR-20-12953 (Hennepin County Dist. Ct. Sept. 8, 2020); Thao’s Memorandum in Opposition to State’s Motion for Joinder, State v. Thao, Court File No. 27-CR-20-12949 (Hennepin County Dist. Ct. Sept. 8, 2020);  Xiong, Attorneys for former officers in George Floyd murder case want separate trials, StarTribune (Sept. 8, 2020).

[3]  State’s Notice of Intent To Seek an Upward Sentencing Departure, State v. Chauvin, et al.,Court File No. 27-CR-20-12646 (Hennepin County Dist. Ct. Aug. 28, 2020).

[4] State’s Notice of Motion and Motion for Expert Disclosure Deadlines, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin County Dist. Ct. Aug. 28, 2020).

[5] Chauvin’s Notice of Motions and Motions To Change Venue and Reserve Ruling, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin County Dist. Ct. Aug. 28, 2020); Lane’s Notice of Motion and Motion To Change Venue, State v. Lane, Court File No. 27-CR-20-12951 (Hennepin County Dist. Ct. Sept. 8, 2020);  Thao’s Notice of Motion and Motion for Change of Venue, State v. Thao, Court File No. 27-CR-20-12949 (Hennepin County Dist. Ct.Aug. 28, 2020); Defendant Kueng Moves for Dismissal and Change of Venue in George Floyd Case, dwkcommentaries.com (Aug. 28, 2020).

[6] Thao’s Notice of Motion and Motion To Sequester Jurors, State v. Thao, Court File No. 27-CR-20-12949 (Hennepin County Dist. Ct.Aug. 28, 2020).

[7]  Court Denies Ex-Officer Kueng Motion To Remove County Attorney from George Floyd Criminal Case, dwkcommentaries.com (Aug. 7, 2020).

[8] Kueng’s Notice of Additional Evidence, State v. Kueng, Court File No. 27-CR-20-12953 (Hennepin County Dist. Ct. Aug. 27, 2020).

[9] Thao’s Motion to Compel Disclosure, State v. Thao, Court File No. 27-CR-20-12949 (Hennepin County Dist. Ct.Aug. 24, 2020); Chauvin’s Notice of Motion and Motion for Disclosure, State v. Chauvin, Court File No. 27-CR-20-12646 (Hennepin County Dist. Ct. Aug. 28, 2020).

[10] See these posts to dwkcommentaries.com: Ex-Officer Lane Moves for Dismissal of Criminal Charges for George Floyd Killing (July 9, 2020);  Comment: Prosecutors Oppose Ex-Cop Thomas Lane’s Dismissal Motion (Aug. 12, 2020); Prosecution Opposes Lane’s Dismissal Motion (Aug. 21, 2020); Lane’s Reply to Prosecution’s Opposition to Dismissal of Complaint (Aug. 22, 2020); Ex-Officer Thao Moves for Dismissal of Criminal Charges for George Floyd Killing  (July 30, 2020); Defendant Thao’s Dismissal Motion (Aug. 25, 2020); Prosecution Opposes  Defendant Thao’s Dismissal Motion for George Floyd Killing (Aug. 27, 2020); Defendant Kueng Moves for Dismissal and Change of Venue in George Floyd Case (Aug. 28, 2020); Chauvin Motion To Dismiss Criminal Complaint (Sept. 9, 2020).

[11] State’s Response Opposing Defendant’s Motion To Dismiss for Lack of Probable Cause, State v. Kueng, Court File No. 27-CR-20-12953 (Hennepin County Dist. Ct. Sept. 8, 2020); Exhibits to State’s Response Opposing Defendant’s Motion To Dismiss for Lack of Probable Cause, State v. Kueng, Court File No. 27-CR-20-12953 (Hennepin County Dist. Ct. Sept. 8, 2020). See generally List of Posts to dwkcommentaries–Topical: George Floyd Killing.

 

Chauvin Moves To Dismiss Criminal Complaint 

On August 28, former Minneapolis police officer Derek Chauvin filed a motion to dismiss the criminal complaints against him.[1] Here is a summary of this motion.

Dismissal of Count I–Second Degree Unintentional Murder

 Count I of the Amended Complaint alleges Chauvin is guilty of Second Degree Unintentional Murder by reason of his allegedly committing a Third Degree Assault. But it does not even “allege that Mr. Chauvin possessed the intent to inflict bodily harm upon Mr. Floyd.” And “the State has offered no evidence to support the intent element of third-degree assault.” (Chauvin Memo at 9.)

Instead, the evidence shows that Floyd “was struggling in and around the squad [car] at a busy Minneapolis intersection. He was handcuffed and acting erratically. Continued struggle posed a risk of injury to Mr. Floyd and, potentially, to officers. The decision to use MRT allowed officers to restrain Mr. Floyd without injury until EMS arrived on scene. Mr. Chauvin, who arrived at the scene as officers were already struggling with Mr. Floyd, checked to ensure that EMS had been called.” (Id. at 9-10.)

“The Medical Examiner found no bruising on Mr. Floyd’s neck or on any neck muscles or any injury to neck structures. There was no bruising on Mr. Floyd’s back or evidence of blunt trauma to his back. If Mr. Chauvin had intended to inflict harm to Mr. Floyd’s back and neck with his knee, surely there would be evidence of bruising. But clearly, Mr. Chauvin was cautious about the amount of pressure he used to restrain Mr. Floyd—cautious enough to prevent bruising. Video evidence shows Mr. Chauvin was calm and professional throughout the application of MRT” or Maximal Restraint Technique that was a technique approved by the Minneapolis Police Department. (Id. at 10.)

Dismissal of Count II–Third-Degree, Depraved Mind Murder

“Count II of the Amended Complaint charges Mr. Chauvin with Third Degree Murder— Perpetrating Eminently Dangerous Act and Evincing Depraved Mind, in violation of Minn. Stat. § 609.195(a). Under Minnesota law, however, ‘[d]epraved mind murder cannot occur where the defendant’s actions were focused on a specific person.’ State v. Barnes, 713 N.W.2d 325, 331 (Minn. 2006) (citing State v. Wahlberg, 296 N.W.2d 408, 417 (Minn. 1980)).” (Id. at 11.)

“As the Minnesota Supreme Court has explained, ‘We have made clear that the statute covers only acts committed without special regard to the effect on any particular person or persons.’ State v. Zumberge, 888 N.W.2d 688, 698 (Minn. 2017). ‘[T]he act must be committed without a special design upon the particular person or persons with whose murder the accused is charged.’ Id. (appellant’s claims that he shot “toward” not “at” the decedent precludes a third degree murder instruction) (citation omitted). Third degree murder is reserved to cover cases where the act was ‘reckless or wanton,’ such as firing a gun into a bus or driving a vehicle into a crowd. Wahlberg, 296 N.W.2d at 417. That is simply not the case here.” (Id. at 11.)

Dismissal of Count III—Culpable Negligence Manslaughter

 This charge requires proof of the actor’s “objective gross negligence” and “subjective recklessness.” (Id. at 12.)

Under Minnesota cases, “objective gross negligence” is an act that was “a gross deviation from the standard of care that a reasonable person would observe in the actor’s situation.” Here, Chauvin as a police officer in an emergency situation under Minnesota case law had ‘significant independent judgment and discretion’ . . . ‘precisely because a more stringent standard could inhibit action.’ (Id. at 12-13.)

Chauvin’s attorney then argues,  “Such discretion often comes into play when an officer must gauge how much force to use in order to effect an arrest. The amount of force authorized is dependent on the subject being arrested, the circumstances of the arrest, and the ever-developing fact pattern of any arrest scenario.” (Id. at 13.)

Here, “Chauvin was acting within his duties to execute a legitimate legal process—assisting other officers with effecting their arrest of George Floyd,” who was actively resisting arrest when Chauvin arrived on the scene. Quoting Minnesota cases, in such cases, an ‘officer may use all necessary and lawful means to make the arrest’ and is authorized “to escalate their use of force, short of deadly force, as necessary.” Here, under MDP policy, the use of MRT was authorized because Floyd was ‘handcuffed, . . .combative and still pose a threat to themselves, officers or others, or could cause significant damage to property if not properly restrained.” (Id. at 14-19.)

Moreover, the evidence shows Chauvin performed the MRT in accordance with MPD training materials and manuals and did not actually and consciously disregard the risks associated with MRT. And the Hennepin County Medical Examiner found no bruising on Floyd’s neck or muscles or neck structures or on his back. (Id. at 14-20.)

Dismissal of All Counts—Chauvin Did Not Cause Floyd’s Death

According to the relevant Minnesota statutes and cases, conviction for homicide requires that ‘the act of the defendant [was] the proximate cause of death of [the victim] without the intervention of an efficient independent force in which the defendant did not participate or which he could not reasonably have foreseen” or that “the defendant’s conduct was a ‘substantial causal factor’ in bringing about the victim’s death.” (Id. at 21.)

Chauvin’s attorney then asserts, “Mr. Chauvin was not the proximate cause of Mr. Floyd’s death, because an ‘independent force’ . . . in which Mr. Chauvin ‘did not participate’ and which ‘he could not reasonably have foreseen’ intervened: Fentanyl.” (Id.)

“It is clear from the evidence that Mr. Floyd was under the influence of narcotics when he encountered the officers and that he most likely died from an opioid overdose. . . . His body contained a lethal dose of fentanyl—[1ng/ml—as well as methamphetamine, at the time of his death.” Indeed, Chauvin quotes the Hennepin County Medical Examiner, Dr. Andrew Baker, telling the prosecutors on June 1, ‘If he were found dead at home alone & no other apparent causes, this could be acceptable to call an OD [overdose].’ [2] But Chauvin’s attorney does not quote the next note: “Baker. I am not saying this killed him.” (Emphasis added.)

Moreover, Chauvin’s attorney does not quote Dr. Baker’s actual autopsy report (5/26/20) that was titled “Cardiopulmonary Arrest complicating Law Enforcement Subdual, Restraint, and Neck Compression” or the County Medical Examiner’s Press Release (05/26/20) with the same statement for “Cause of Death” plus ‘How injury occurred: Decedent experienced a cardiopulmonary arrest while being restrained by law enforcement officer(s)’ and ‘Manner of death: Homicide.’[3]

Also not quoted by Chauvin’s attorney were the June 10 report by the Defense Health Agency concurring with the ‘autopsy findings and the cause of death certificate’ by the Hennepin County Medical Examiner. Or the findings of Dr. Michael Baden and Dr. Allecia Wilson, who were retained by the attorneys for the Floyd family, that found that Floyd ’died of traumatic asphyxia due to the compression of his neck and back during restraint by police’ and ‘Manner of Death’ was ‘homicide.’ State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020).[4]

Chauvin’s attorney admits in this brief that Floyd “told officers that he had suffered from COVID-19.” Moreover, Chauvin arrived at the scene with fellow ex-officer Thao, who testified during an interview by the Bureau of Criminal Apprehension (BCA) and FBI, that when he and Chauvin were driving to join Lane and Keung at the scene they were told on the phone that someone who had appeared to be intoxicated had passed a fake bill at Cup Foods and after arrival Thao had heard Floyd say he had had COVID-19 while he was in the back seat of a squad car before he went to the pavement outside the car and Thao had been worried that Floyd was on drugs.

Chauvin’s attorney boldly states that even though Lane and Keung may have observed signs of Floyd’s overdose and medical trauma, “none of this information was shared with Mr. Chauvin. Therefore, “Chauvin was unaware of the potential dangers of using MRT on Mr. Floyd.” (Chauvin Memo at 25-26 (emphasis in original).) This appears to be an unfounded overstatement of the record.

Conclusion

Given the recent filing of this Chauvin motion, as of noon on September 9, the State had not yet responded to this motion, but clearly it will oppose same before the court considers and rules on the four dismissal motions on the briefs and record.

================================

[1] Defendant’s Notice of Motions and Motions To Dismiss, State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020);  Memorandum of Law in Support of Defendant’s Motion To Dismiss, State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Defendant’s Exhibit List in Support of Motion To Dismiss for Lack of Probable Cause, State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Hennepin County Medical Examiner’s autopsy report (5/26/20) (Ex. 20),  State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Hennepin County Attorney’s Office memos of interviews of Dr. Andrew Baker (Hennepin County Medical Examiner) on 5/26/20, 5/27/20 & 5/31/20, (Ex.6), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Notes from Hennepin County Attorney’s [6/1/20] interview with Dr. Andrew Baker{Hennepin County Medical Examiner], (Ex.6), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Hennepin County Attorney’s Office summary of communications with Chief Tim Longo, University of Virginia Police Department (5/26/20-6/3/20) (Ex.6), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Defense Health Agency autopsy summary report (6/10/20) (Ex. 19), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020); Summary of autopsies of Floyd by Drs. Baden and Wilson on behalf of Floyd Family (7/2/20) (Ex.6), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020). See also Raice & Ailworth, George Floyd’s Death Likely Caused by Drug Overdose, Argue Derek Chauvin’s Lawyers, W.S.J. (Aug. 28, 2020); Bailey, In new filing, Derek Chauvin previews his defense, but also seeks dismissal of charges, Wash. Post (Aug. 29, 2020); Olson, Chauvin lawyer: Restraint didn’t kill Floyd, ill health and drug abuse did, StarTribune (Aug. 29, 2020).

[2] Chauvin Memo at 22; Hennepin County Attorney’s Office, Notes from Notes from [6/1/20] interview with Dr. Andrew Baker{Hennepin County Medical Examiner], (Ex.6), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020).

[3] Affidavit of Matthew Frank Exs. 4 & 5 (Aug 10, 2020), State v. Lane, Court file No. 27-CR-20-12951 (Hennepin County District Court Aug. 10, 2020).

[4] Summary of Dr. Michael Baden and Dr. Allecia Wilson’s findings (7/2/20), (Ex.6), State v. Chauvin, Court file No. 27-CR-20-12646 (Hennepin County District Court Aug. 28, 2020) (Exs. 6, 19)

 

Pandemic Journal (# 28): The 1918 Flu Never Went Away  

Concerns over when the  current coronavirus pandemic would end prompted a Washington Post journalist, Teddy Amenabar, to report, “Over time, those who contracted the [1918 flu] virus developed an immunity to the novel strand of influenza, and life returned to normal by the early 1920s, according to historians and medical experts. Reports at the time suggested the virus became less lethal as the pandemic carried on in waves.”[1]

However, this “strand of the flu didn’t just disappear. The influenza virus continuously mutated, passing through humans, pigs and other mammals. The pandemic-level virus morphed into just another seasonal flu. Descendants of the 1918 H1N1 virus make up the influenza viruses we’re fighting today.”

According to  Ann Reid, the executive director of the National Center for Science Education who successfully sequenced the genetic makeup of the 1918 influenza virus in the 1990s, “the 1918 flu is still with us, in that sense. It never went away.”

In 2009, two influenza experts at the National Institute of Health (David Morens and Jeffrey Tanbenberger) along with Anthony S. Fauci wrote an article that asserted that the 1918 influenza virus had contributed to pandemics in 1957, 1968, 2009 (and now 2020) which constitute a “pandemic era.” [2]

“There are similarities to draw between today’s pandemic and [the 1918 influenza]. Both come from winged animals — one from birds and the other from bats. Both are respiratory viruses. Both led people to wear masks in public. Both forced cities and schools to shut down for periods of time. And, finally, in both cases, the country’s leaders exacerbated problems by ignoring the early warning signs.”

Nevertheless, “influenza viruses and coronaviruses are not the same. There’s very little someone can draw from influenza to then provide treatment for the infectious disease named covid-19, said Paul Offit, the director of the Vaccine Education Center at Children’s Hospital of Philadelphia.”

The last word was provided by Dr. Howard Markel, a physician and medical historian at the University of Michigan. “The sad answer is [that the 1918 influenza outbreak cannot tell us] very much [about how the current pandemic may end]. The operative word in this particular pandemic is ‘novel’ coronavirus. We’re learning as we go along, but we really don’t know very much.”[3]

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[1]  Amenabar, ‘The 1918 flu is still with us’: The deadliest pandemic ever is still causing problems today, Wash. Post (Sept. 3, 2020).

[2]   Morens, Taubenberger & Fauci, The Persistent Legacy of the 1918 Influenza Virus, N. Eng. J. Medicine (July 16, 2009).

[3] Another recent Washington Post article described individuals recently discovering letters by their ancestors that described what living through the 1918 influenza pandemic was like and seeing parallels with our experience with the current coronavirus pandemic. (Natanson, ‘It is getting better now’: Family letters for the deadly 1918 flu pandemic, Wash, Post (Sept. 6, 2020). See also these posts to dwkcommentaries.com: Pandemic Journal (# 3): 1918 Flu (Mar. 27, 2020);[Comment]; Naming of 1918-20 Pandemic (Mar. 28, 2020); [Comment]: Other Thoughts on the 1918 Flu (April 22, 2020); Pandemic Journal (# 22): Other Reflections on the Flu Pandemic of 1918-1920 (May 17, 2020); Minnesota Romance in the Midst of the 1918 Flu (June 17, 2020).

 

Agenda for Court’s 9/11/20 Hearing in George Floyd Criminal Cases      

On September 1, Hennepin County District Court Judge Peter Cahill issued an order establishing the following agenda for the September 11th hearing in the four criminal cases over the killing of George Floyd. [1]

State’s Motions

  1. Motion for Joint Trial
  2. Motion to Submit Aggravating Factors to Jury (Blakely)
  3. Motion for Expert Witness Disclosure

Defendants’ Motions

  1. Motions for Change of Venue
  2. Jury Sequestration Motion
  3. Anonymous Jury Motion
  4. Motion to Disqualify HCAO [Hennepin County Attorney’s Office]
  5. Rule 404 Evidence Motions
  6. Discovery Motions

ADMINISTRATIVE MATTERS

  1. Jury Selection (Method; Peremptory challenges)
  2. In-Court Presence/COVID-19 Restrictions
  3. Overflow rooms/Audio-Visual Coverage
  4. Overnight/Special Transcript Requests
  5. Trial Length/Daily Schedule

The Order also stated that this Agenda was “subject to modification at the hearing itself.” In addition:  “Further briefing may be ordered or requested by the parties. Barring an order for further submission, the Court will consider those matters to be under advisement as of September 11, 2020 with a 90-day order deadline [or until December 10]. The court will attempt, however, to issue some if not all decisions on or before October 15, 2020. Motions to dismiss for lack of probable cause will be decided on briefs and accompanying exhibits.”

Reactions

Although this blogger had anticipated the court’s issuing an agenda for the upcoming hearing, the above agenda was surprising in several respects.

First, the relegation of the four dismissal motions to the briefs and accompanying exhibits (without oral argument) was the greatest surprise to this retired attorney without any criminal law experience.  I had thought the first item on the agenda would be the dismissal motions with Chauvin’s first focused on the murder and manslaughter charges. Then the court would consider the three other dismissal motions focused on the aiding-and abetting issues. Does this relegation of these motions to the papers indicate that Judge Cahill already has made up his mind on these motions and merely needs time to do definitive research and write the decisions?

Second, the “Administrative Matters” all apparently assume the trial or trials will be held by the same court. Does this suggest Judge Cahill already has decided to deny the motions to change venue? Does it also suggest that the Judge has decided to grant the prosecution’s motion for joint trial although that is the first item on the agenda?

Third, although this blogger has frequently checked the court’s public list of materials in these four cases, some of the items in the Court’s agenda for the upcoming hearing are not familiar.

===========================

[1]  Scheduling Order and Joint Motion Hearing Agenda, State v. Chauvin, Thao, Lane & Kueng (Hennepin  County District Court, State v. Chauvin, Thao, Lane & Kueng, Dist. Ct. File 27-CR-20-12646 [& 12949, 12951 & 12953] September 1, 2020).

 

Defendant Kueng Moves for Dismissal and Change of Venue in George Floyd Case

On August 27, J. Alexander Kueng, a former Minneapolis police officer, submitted a motion to dismiss the criminal complaint against him and to change the venue of the case from Hennepin County to a county with “appropriate facilities and demographics,” such as Stearns County. [1]

Motion To Dismiss [2]

Most of the eight-page dismissal motion was a legal memorandum in support of the motion to dismiss for alleged lack of probable cause for the charges of aiding and abetting second degree murder and second-degree manslaughter. Its statement of facts purports to be taken from the criminal complaint.

No Aiding and Abetting Second-Degree Murder. “The restraint used on Floyd by Chauvin was reasonable. As the complaint notes, officers are trained on how to use the neck restraint involved here. Moreover, the restraint has been found to be reasonable when the subject “actively resists,” citing Lombardo v. City of St. Louis, 956 F.2d 1009, 1013 (8th Cir. 2020).

Although the complaint does not say Floyd resisted, its description of his actions “show he resisted. He resisted and fell to the ground when Lane and Kueng tried to pick him up off the sidewalk. . . . Floyd would not voluntarily get into the squad [car]. Multiple officers tried to get him into the squad , and when Floyd continued to resist, Chauvin pulled Floyd onto the ground. Floyd continued to resist by calling out while he was on the ground. Given Floyd’s resistance, the use of neck restraint was reasonable.”

“[T]here is no evidence that Kueng knew Chauvin was going to commit a crime at the time and during the time Chauvin utilized the neck restraint. [Twice Chauvin rejected Lane’s suggestion of rolling Floyd onto his stomach, showing Chauvin did not consider his use of force to be unreasonable.] There is no evidence that Kueng knew Chauvin was going to commit or was committing a third-degree assault” or that “Kueng intended his presence to further a crime.”

No Aiding and Abetting Second-Degree Manslaughter. “Chauvin’s actions were not objective gross negligence. He used a technique that he was trained to use and that the Eighth circuit has found to be reasonable.” Nor was Chauvin’s conduct subjectively reckless. Moreover, the “complaint does not establish that Kueng knew Chauvin was going to negligently commit a crime or that he did so or that “Kueng intended his presence to further the commission of a negligent act.”

Motion To Change Venue [i3]

Kueng also moved for a change of venue from Hennepin County to another county “outside the seven-county metro area, such as Stearns County or another county with appropriate facilities and demographics.”

This motion was based upon “’potentially’ prejudicial material that has been disseminated publicly by the prosecution, creating a reasonable likelihood that a fair trial in the metro area cannot be had.” It also asserts that there have been over 1,700 local articles about these criminal cases.

=============================                                                                                      

[1] Xiong, Former officer in George Floyd case seeks change of venue, dismissal of charges, StarTribune (Aug. 27, 2020).

[2] Notice of Motion and Motion To Dismiss for Lack of Probable Cause, State v. Kueng, Court File No. 27-CR-20-12953 (Hennepin County District Court August 27, 2020). Kueng also submitted a Notice of Additional Evidence regarding (a) Floyd’s May 6, 2019, Minneapolis arrest for sale and possession of large quantities of controlled substances and  his immediate medical intervention at Hennepin County Medical Center; and (b) his August 9, 2007, Texas arrest and subsequent conviction for Aggravated Robbery with a Deadly Weapon. (Notice of Additional Evidence,, State v. Kueng, Court File No. 27-CR-20-12953 (Hennepin County District Court August 27, 2020).

[3] Notice of Motion and Motion To Change Venue, State v. Kueng, Court File No. 27-CR-20-12953 (Hennepin County District Court August 27, 2020).

Prosecution Opposes Defendant Thao’s Dismissal Motion for George Floyd Killing  

Defendant Tou Thao has been charged with the crimes of aiding and abetting the murder and manslaughter of George Floyd, and on July 29, his attorney moved for dismissal of these charges.[1] On August 24, the prosecution responded to this motion.[2]

A prior post discussed Thao’s arguments for dismissal.[3] Now we look at the prosecution’s counter arguments.

Probable Cause That Thao Aided and Abetted Chauvin’s Committing Second-Degree Unintentional Murder[4]

 “Minnesota law provides that a person is guilty of second-degree unintentional murder if he ‘causes the death of a human being, without intent to effect the death of any person, while committing or attempting to commit a felony offense other than criminal sexual conduct in the first or second degree with force or violence or a drive-by shooting.’ Minn. Stat. § 609.19, subd. 2(1). “ (Prosecution Brief at 19.)

Here the other felony offense is third degree assault, which is “(i) an assault, defined as ‘the intentional infliction of or attempt to inflict bodily harm’ upon the victim; and (ii) the infliction of ‘substantial bodily harm’ upon the victim, defined as ‘bodily injury which involves a temporary but substantial disfigurement, or which causes a temporary but substantial loss or impairment of the function of any bodily member or organ, or which causes a fracture of any bodily member.’” (Id. at 19-20.)

There is probable cause that Chauvin committed this crime: George Floyd died, per the Hennepin County Medical Examiner, as a result of “cardiopulmonary arrest complicating law enforcement subdual, restraint, and neck compression.” “Chauvin’s actions—pressing his knee into Floyd’s neck for approximately nine minutes”—inflicted “substantial bodily harm” on Floyd, was done intentionally and was a ‘substantial causal factor’ in the death. (Id. at 21-22.)

For “aiding and abetting” criminal liability for this crime, the defendant must be one who ‘intentionally aids, advises, hires, counsels, or conspires with or otherwise procures the other to commit the crime.’ (Minn. Stat. sec. 609.05 , subd. 1.” This requires the defendant to know that the other persons “were going to [commit] or were committing a crime” although such knowledge can arise “at the time of the acts or presence amounting to aid . . .[while the other persons are] in the process of committing the offense.” (Id. at 20-22.)

Here there is probable cause that Thao knew Chauvin was intentionally committing an assault on Floyd by hearing Floyd’s repeated “I can’t breathe” messages, Chauvin’s dismissive acknowledgements that he had heard those pleas, and the desperate similar comments from bystanders and later by Thao’s learning that Floyd had lost consciousness and by Thao’s understanding that Chauvin’s restraints were contrary to MPD policy. (Id. at 23-26.)

There also is probable cause that Thao aided Chauvin’s restraint of Floyd. Thao suggested that the other officers should continue to pin Floyd to the pavement when they rejected the idea of using a Hobble device to restrain Floyd. Thao prevented bystanders from intervening to assist Floyd, and the Minnesota Supreme Court in State v. Parker, 164 N.W.2d 633, 644 (Minn. Sup. Ct. 1969) recognized that the “lookout—” someone who stands watch nearby and helps to prevent others from interfering with the crime—is “classic example” of an aider and abettor. Thao also opposed the idea of using a Hobble device because it would be less convenient for all of the officers. (Prosecution Brief at 26-29.)

Probable Cause That Thao Aided and Abetted Chauvin’s Second-Degree Manslaughter[5]

A person guilty of second-degree manslaughter under Minnesota law is a “person who causes the death of another . . . by the person’s culpable negligence whereby the person creates an unreasonable risk and consciously takes chances of causing death or great bodily harm to another.” (Minn. State. 609.205(1).) (Id. at 33.) The previously cited grounds for Chauvin’s second-degree murder charge also establish his second-degree manslaughter charge. (Prosecution Brief at 32-36.)

Those same previously cited factual allegations also support that Thao meets the standards for aiding and abetting.

Conclusion

This blogger is perplexed that both the prosecution’s oppositions to the dismissal motions of  Thao and Thomas Lane fail to mention that the MPD Policy and Procedure Manual in effect on May 25th has an express duty to intervene provision that states: “A. Sworn employees have an obligation to protect the public and other employees. B. It shall be the duty of every sworn employee present at any scene where physical force is being applied to either stop or attempt to stop another sworn employee when force is being inappropriately applied or is no longer required.”[6]

Now we wait to see whether Thao will submit a reply to the prosecution’s opposition to his dismissal motion and the September 11 court hearing on this and other matters.

===========================

 

[1] Ex-Officer Thao Moves for Dismissal of Criminal Charges for George Floyd Killing, dwkcommentaries.com (July 30, 2020); Notice of Motion and Motion To Dismiss, State v. Thao, Court file No. 27-CR-20-1249 (Hennepin County District Court July 29, 2020); Memorandum in Support of Motion to Dismiss, State v. Thao, Court file No. 27-CR-20-1249 (Hennepin County District Court Aug. 5, 2020).

[2]  Xiong, Former officer who held back crowd at George Floyd death should face trial, prosecutors argue, StarTribune (Aug. 24, 2020); Assoc. Press, Prosecutors Depict Ex-Officer as Complicit in Floyd’s Death, N.Y. Times (Aug. 25, 2020); State’s Response Opposing Defendant’s Motion To Dismiss for Lack of Probable Cause, State v. Thao, Court file No. 27-CR-20-1249 (Hennepin County District Court Aug. 24, 2020); Affidavit of Matthew Frank, State v. Thao, Court file No. 27-CR-20-1249 (Hennepin County District Court Aug. 24, 2020).

[3] Defendant Thao’s Dismissal Motion, dwkcommentaries.com (Aug. 25, 2020).

[4] Memorandum in Support of Motion to Dismiss (n. 1), at 9-12.

[5] Id. at 5-6.

[6]  Ex. 1 (Minneapolis Police Department’s Policy and Procedure Manual, sec. 5-303.01) in Attachments to Frank Affidavit (8/24/20), State v. Thao, Court file No. 27-CR-20-1249 (Hennepin County District Court Aug. 24, 2020).