On Feb. 15, 1898, the USS Maine was sunk in Havana Harbor where it was temporarily stationed to provide support for Americans in the city during Cuba’s war for independence from Spain. A subsequent naval board of inquiry concluded that there was no US negligence in operating the ship and that it was “destroyed by the explosion of a submarine mine.” Although it did not say Spain did it, that was the logical conclusion. And William Randolph Hearst’s newspapers launched a campaign “Remember the Maine” that fueled U.S. citizens’ pressure for war against Spain. [1]
For various additional reasons, Americans in 1898 “flocked to the cause of ‘Cuba Libre,’ especially once fighting broke out on the island in 1895. The plight of the Cubans was particularly affecting: “Over the next three years, hundreds of thousands of civilians died, many in Spanish concentration camps, the existence of which spurred hundreds of Americans to join illegal filibuster missions to aid the rebels.”
On April 11, 1898, President William McKinley asked the Congress “to authorize and empower the President to take measures to secure a full and final termination of hostilities between the government of Spain and the people of Cuba, and to ensure in the island the establishment of a stable government, capable of maintaining order and observing its international obligations, ensuring peace and tranquillity and the security of its citizens as well as our own, and to use the military and naval forces of the United States as may be necessary for these purposes.” [2]
In making this request, McKinley “was moved above all by this humanitarian impulse.. . . [The] primary driver was the widely held belief that Spain was destroying Cuba. ‘A country nearly as large as England, with all the material conditions of opulent civilization, has been made a charnel house,” said John James Ingalls, a Kansas politician. The Spanish-American War was a ‘popular’ conflict in the literal sense.”
Nine days later (April 20, 1898) the Congress adopted a joint resolution for “the recognition of the independence of the people of Cuba, demanding that the government of Spain relinquish its authority and government in the Island of Cuba and withdraw its land and naval forces from Cuba and Cuban waters, and directing the President of the United States to use the land and naval forces of the United States to carry these resolutions into effect.” What became known as the Teller Amendment was proposed by Senator Henry M. Teller (Rep., CO) and adopted by the Congress. It disclaimed “any disposition of intention to exercise sovereignty, jurisdiction, or control over said island except for pacification thereof, and asserts its determination, when that is accomplished, to leave the government and control of the island to its people.”
Because there were practically no military-trained men ready to fight, “McKinley authorized three volunteer cavalry regiments (800 to 1,000 soldiers), to be drawn from the ranks of men whose skills and life experiences made them predisposed to martial pursuits: cowboys, policemen, even college athletes.”
“The most famous of the three regiments, and the only one sent to Cuba, was the First United States Volunteer Cavalry — which reporters soon nicknamed the Rough Riders. Thanks to the renown of Theodore Roosevelt, who in 1897 as Assistant Secretary of the Navy, had said, ““A rich nation which is slothful, timid or unwieldy is an easy prey for any people which still retains those most valuable of all qualities, the soldierly virtues.”’and who in 1898 left the Department of the Navy to become the Volunteer Calvary’s lieutenant colonel, the regiment was overwhelmed with applicants.”
“The Rough Riders landed in Cuba on June 22, 1898. By August, Spain was suing for peace. In the subsequent Treaty of Paris, Spain recognized Cuba’s independence and ceded Puerto Rico, Guam and the Philippines to the U.S.
“Above all, the Rough Riders became instant celebrities because they embodied the public’s newfound, idealistic militarism. ‘Whether Fifth Avenue millionaires or Western cowboys, they fought together and died together in Cuba for the great American principles of liberty, equality and humanity,’ an editorialist for The Philadelphia Inquirer wrote.”
From the U.S. perspective, Teddy Roosevelt and the Roughriders military success in Cuba became part of U.S. legend, and Clay Risen, a deputy Op-Ed editor of the New York Times has revisited that legend in a Times article and a book.[3]
Risen claims that this “war, however brief, was in fact a defining moment in America’s emergence as a global power. It captured the imagination of millions and changed how everyday citizens saw their place in the world. No longer content to merely inspire freedom for the world’s oppressed, . . . [many U.S. citizens] decided they had a personal obligation to bring freedom to them.”
“Underlying [this and other 20th century U.S. wars] is the same broadly held, deeply committed missionary zeal that drove . . . the Rough Riders to war. Until Americans learn to balance their commitment to global justice with an awareness of the limits to military prowess, the country will continue to make these mistakes.”
Nevertheless, Risen asserts that this was was “a half-baked, poorly executed, unnecessary conflict that pushed an immature military power onto the world stage.”
==============================
[1]SeeU.S. Entry Into Cuba’s War of Independence and Establishment of Protectorate of Cuba, dwkcommentaries.com (April 23, 2017). Michael Beschloss in “Presidents of War” asserts that the naval board of inquiry was under implicit pressure to conclude that the Navy was not at fault, but that subsequent Navy studies concluded that the cause probably was not a Spanish mine. Indeed, in 1976, a team of American naval investigators concluded that the Maine explosion was likely caused by a fire that ignited its ammunition stocks, not by a Spanish mine or act of sabotage. (See Beschloss Discusses “Presidents of War at Westminster Town Hall Forum, dwkcommentaries.com (Nov. 15, 2018).
A recent article about the 1898 U.S. intervention in Cuba’s war of independence from Spain, asserts that at the time Americans “flocked to the cause of ‘Cuba Libre,’ especially once fighting broke out on the island in 1895. The plight of the Cubans was particularly affecting: Over the next three years, hundreds of thousands of civilians died, many in Spanish concentration camps, the existence of which spurred hundreds of Americans to join illegal filibuster missions to aid the rebels.”[1]
One of the supporters of this cause was Theodore Roosevelt, who as Assistant Secretary of the Navy in 1897 said, “A rich nation which is slothful, timid or unwieldy is an easy prey for any people which still retains those most valuable of all qualities, the soldierly virtues.”
When President William McKinley declared war against Spain in April 1898, “he was moved above all by this humanitarian impulse.. . . [The] primary driver was the widely held belief that Spain was destroying Cuba. ‘A country nearly as large as England, with all the material conditions of opulent civilization, has been made a charnel house,” said John James Ingalls, a Kansas politician. The Spanish-American War was a ‘popular’ conflict in the literal sense.
Because there were practically no military-trained men ready to fight, “McKinley authorized three volunteer cavalry regiments (800 to 1,000 soldiers), to be drawn from the ranks of men whose skills and life experiences made them predisposed to martial pursuits: cowboys, policemen, even college athletes.”
“The most famous of the three, and the only one sent to Cuba, was the First United States Volunteer Cavalry — which reporters soon nicknamed the Rough Riders. Thanks to the renown of Roosevelt, who left the Department of the Navy to become its lieutenant colonel, the regiment was overwhelmed with applicants.”
“Above all, the Rough Riders became instant celebrities because they embodied the public’s newfound, idealistic militarism. ‘Whether Fifth Avenue millionaires or Western cowboys, they fought together and died together in Cuba for the great American principles of liberty, equality and humanity,’ an editorialist for The Philadelphia Inquirer wrote, “The Rough Riders landed in Cuba on June 22, 1898; by August, Spain was suing for peace.” In the subsequent peace treaty the U.S. acquired Puerto Rico, Guam and the Philippines and (until 1934) a de facto protectorate of Cuba. [2]
The author, Clay Risen, claims that this “war, however brief, was in fact a defining moment in America’s emergence as a global power. It captured the imagination of millions and changed how everyday citizens saw their place in the world. No longer content to merely inspire freedom for the world’s oppressed, . . . [many U.S. citizens] decided they had a personal obligation to bring freedom to them.”
“Underlying [this and other 20th century U.S. wars] is the same broadly held, deeply committed missionary zeal that drove . . . the Rough Riders to war. Until Americans learn to balance their commitment to global justice with an awareness of the limits to military prowess, the country will continue to make these mistakes.”
On November 13, only one week after the U.S. mid-term election, Michael Beschloss appeared before an overflow crowd at Minneapolis’ Westminster Town Hall Forum to discuss his recent book, Presidents of War: 1807 to Modern Times.[1] Below are photographs of Beschloss and the Westminster Sanctuary before the arrival of the crowd.
The Presidents of War
He made the following brief comments about the eight presidents of war who are covered in his book.
President James Madison and the War of 1812. This was the first and the most unpopular war in U.S. history, climaxed by the British burning of the White House and Madison’s escaping to Virginia in August 1814. (The book covers this in the Prologue and Chapters Two and Three.)
President James Polk and the Mexican-American War (1846 1848). This war was started by the U.S. on the U.S.false assertion that Mexico had ambushed and killed an American soldier in the new state of Texas. The U.S. won the war and acquired more than 500,000 square miles of Mexican territory extending west of the Rio Grande River to the Pacific Ocean.(This is covered in Chapters Four and Five.)
President Abraham Lincoln and the Civil War (1860-1865). Lincoln was the best president of war. Initially he was not a crusader and instead an enforcer of the constitutional ban on secession, which was not a popular message. Later with the Gettysburg Address and the Second Inaugural Address he made it a moral crusade against slavery and the people began to follow Lincoln. (This is covered in Chapters Six and Seven.)
President William McKinley and the Spanish-American War, 1898. This was another war started on a false assertion: Spain had blown up the USS Maine in the Havana Harbor, when in fact it was caused by an exploding boiler in the ship. This war resulted in the U.S.’ acquiring the Philippines, Puerto Rico and Guam from Spain and de facto control of Cuba. (This is covered in Chapters Eight and Nine of the book.)[2]
President Woodrow Wilson and World War I, 1917-1918. In his re-election campaign of 1916, Wilson’s slogan was “He kept us out of war,” but in April 2017 he had Congress declare war after German attacks on U.S. ships. In his well-meaning campaign for the League of Nations, Wilson made a lot of mistakes. (This is covered in Chapters Ten and Eleven.)
President Franklin D. Roosevelt and World War II, 1941-1945. Before the Japanese bombing of Pearl Harbor on December 7, 1941, FDR gave very few speeches about the war in Europe, and there was strong U.S. public opinion against entering the war on the belief that World War I had been a mistake. Immediately after the bombing of Pearl Harbor, however, the Congress declared war against Japan, the last time the U.S. declared war under the Constitution. FDR learned from the war with the exception of treatment of Japanese-Americans. (this is covered in Chapters Twelve and Thirteen.)
President Truman and the Korean War (Conflict), 1950-1953. According to Beschloss, Truman had read and written some history and had said one “could not be president without knowing history” and “every leader must be a reader.”(This is covered in Chapters Fourteen and Fifteen.)
President Lyndon Johnson and the Vietnam War, 1963-1969. This is another war started on a false U.S. assertion: the Vietnamese had attacked a U.S. ship in the Gulf of Tonkin, which lead to a congressional resolution supporting military action. The White House audio tapes of LBJ’s conversations revealed important information: (a) Senator Richard Russell urged LBJ to get out of the war; (b) Secretary of Defense McNamara urged LBJ to get involved, thereby disproving McNamara’s later denials of same; (c) LBJ came to believe that this was a war the U.S. could not win and could not lose; and (d) LBJ rejected the advice of General Westmoreland to use nuclear weapons in the war. (This was discussed in Chapters Sixteen and Seventeen of the book.)
Commonalities of the Presidents of War
Beschloss identified two common characterizes of these presidents.
First, they all became more religious during their wars. Lincoln before the Civil War was a sceptic or agnostic, but during the war regularly read the Bible and talked about wars being “oceans of blood” that prompted his seeking biblical guidance for sending young men to their death. Lyndon Johnson before the war was not a regular church-goer, but during the war, his daughter Lucy Baines Johnson Turpin, who had become a Roman Catholic, regularly and confidentially took LBJ to mass , and Lady Bird Johnson was heard to say he might convert to Catholicism.
Second, they all were married to strong women who gave good advice. In 1942 FDR was considering internment of Japanese-Americans, and Eleanor warned him strongly not to do so. The subsequent internment caused a major rupture in their marriage.
In response to a question about whether any of the war presidents had military experience, he did not state the obvious: they had not except for Truman in World War I. Instead, he said that President Eisenhower, who is not covered in the book even though he presided over the end of the Korean War, had the “perfect” military experience resulting from his military education and training and command responsibility during World War Ii that provided him with the knowledge of the ends and means, the costs and the unpredictability of war.[3]
The President of Peace
In response to a question, Beschloss identified only one president of peace:. President Thomas Jefferson in 1807 resisted public pressure to go to war with Great Britain over an attack by its ship (The Leopard) against a U.S. frigate (The Chesapeake) in the Atlantic Ocean off the coast of Virginia that killed three U.S. sailors and wounded eight others. (This is discussed in Chapter One of the book.)
Advice to U.S. Citizens
All presidents need wisdom, courage and judgment. They need to be moral leaders.
Citizens, Senators and representatives need to evaluate and criticize presidents on important issues, especially those of war and peace.
In his book’s Epilogue, Beschloss says “the framers of the Constitution had dreamt that war would be a last resort under the political system they had invented. Unlike in Great Britain and other monarchies and dictatorships of old, it would be declared by Congress, not the chief of State.” Yet “the notion of presidential war took hold step by step.” We as citizens need to insist on obeying the Constitution and requiring congressional declarations of war.
Beschloss Biography
Beschloss is an award-winning author of nine books on presidential history. He is the presidential historian for NBC News and a contributor to PBS NewsHour. A graduate of Williams College and Harvard Business School, he has served as a historian for the Smithsonian Institution, as a Senior Associate Member at St. Antony’s College, Oxford, and as a Senior Fellow of the Annenberg Foundation. His books on the presidency include, among others, The Crisis Years: Kennedy and Khrushchev, 1960-1963; The Conquerors: Roosevelt, Truman and the Destruction of Hitler’s Germany; and Presidential Courage: Brave Leaders and How They Changed America, 1789-1989. His latest book, Presidents of War, was published in October. He is the recipient of the Harry S. Truman Public Service Award, the New York State Archives Award, and the Rutgers University Living History Award. He is a trustee of the White House Historical Association and the National Archives Foundation and a former trustee of the Thomas Jefferson Foundation.
[2] Before 1898, the U.S. had a desire to own or control Cuba that was promoted by by U.S. slaveholders desiring support of Cuban slaveholders, and after U.S. entry in 1898 into the Second Cuban War of Independence (what we call the Spanish-American War) and the U.S. defeat of the Spanish, the U.S. made Cuba a de facto protectorate that lasted until 1934. Since the 1959 overthrow of Batista by the Cuban Revolution, of course, the two countries have had a contentious relationship, including the U.S. Bay of Pigs invasion of 1961 and the Cuban Missile Crisis of 1962 that nearly erupted into war. (See posts listed in the “ U.S.-Cuba History, 1989-2010” section of List of Posts to dwkcommentaries—Topical: CUBA.
[3] Another U.S. president with wartime experience, including injuries, was John F. Kennedy, who during the Cuban Missile Crisis of 1962 helped to steer the U.S. out of a possible nuclear war with the USSR over its missiles in Cuba. (See posts listed in the “ U.S.-Cuba History, 1989-2010” section of List of Posts to dwkcommentaries—Topical: CUBA.
As discussed in a prior post, the U.S. Supreme Court on June 8, 2015, in Zivotofsky v. Kerrydecided that the U.S. President had the exclusive power in the U.S. Government to recognize foreign nations and governments.
In the course of that opinion, the Court discussed two facets of U.S.-Cuba relations. The first related to Cuba’s 1960 expropriation of U.S. property interests in Cuba, which Cuba’s official newspaper, Granma, just commemorated as covered n a prior post. The second related to the U.S. entry in 1898 into Cuba’s war of independence from Spain.
Cuba’s 1960 Expropriation of U.S. Properties
The discussion of Cuba’s expropriation occurred in a significant earlier decision of the Supreme Court, Banco Nacional de Cuba v. Sabbatino , 376 U.S. 398 (1964), which the Court this June asserted stood for the proposition that the Court already had endorsed the practice of U.S. presidents exercising unilateral power to recognize new states.
In Sabbatino the Court decided that the judicially-created act-of-state doctrine prevented U.S. courts from adjudicating a claim that the Cuban expropriation violated international law. According to the Court, ”the Judicial Branch will not examine the validity of a taking of property within its own territory by a foreign sovereign government, extant and recognized by this country at the time of suit, in the absence of a treaty or other unambiguous agreement regarding controlling legal principles, even if the complaint alleges that the taking violates customary international law.”
Important to that conclusion in Sabbatino was the Court’s opinion that at least in 1964, “There are few if any issues in international law today on which opinion seems to be so divided as the limitations on a state’s power to expropriate the property of aliens. There is, of course, authority, in international judicial and arbitral decisions, in the expressions of national governments, and among commentators for the view that a taking is improper under international law if it is not for a public purpose, is discriminatory, or is without provision for prompt, adequate, and effective compensation.”
However, the Court continued in Sabbatino, “Communist countries, although they have in fact provided a degree of compensation after diplomatic efforts, commonly recognize no obligation on the part of the taking country. Certain representatives of the newly independent and underdeveloped countries have questioned whether rules of state responsibility toward aliens can bind nations that have not consented to them, and it is argued that the traditionally articulated standards governing expropriation of property reflect ‘imperialist’ interests, and are inappropriate to the circumstances of emergent states. The disagreement as to relevant international law standards reflects an even more basic divergence between the national interests of capital importing and capital exporting nations, and between the social ideologies of those countries that favor state control of a considerable portion of the means of production and those that adhere to a free enterprise system. It is difficult to imagine the courts of this country embarking on adjudication in an area which touches more sensitively the practical and ideological goals of the various members of the community of nations.”
For the Court in Zivotofsky, Sabbatino was important because it held that “Political recognition is exclusively a function of the Executive” and because the U.S. “Executive had recognized the Cuban Government, the Court held that it should be treated as sovereign and could benefit from the ‘act of state’ doctrine.”
Congress was very unhappy with the decision in the Sabbatino case and immediately passed the so-called Second Hickenlooper Amendment that stated that the courts are not to apply the Act of State Doctrine as a bar against hearing cases of expropriation by a foreign sovereign unless the President requests the courts to consider the Act of State Doctrine because foreign policy interests may be damaged by judicial interference. This amendment was retroactive and subsequently found constitutional, leading to the dismissal of the Cuban bank’s complaint in Sabbatino. (This reaction to Sabbatino was not mentioned by the Court in Zivotofsky.)
U.S. 1898 Entry into Cuba’s War of Independence
The reference to the U.S. entry in 1898 into Cuba’s war of independence from Spain was raised by the plaintiff in Zivotofsky as purportedly establishing congressional power to recognize a foreign government. The Court disagreed, saying that it merely established that some presidents have chosen to cooperate with Congress, not that Congress has exercised the recognition power.
Here is the Court’s recitation of that history. “In 1898, an insurgency against the Spanish colonial government was raging in Cuba. President [William] McKinley determined to ask Congress for authorization to send armed forces to Cuba to help quell the violence. Although McKinley thought Spain was to blame for the strife, he opposed recognizing either Cuba or its insurgent government.”
“At first, the House proposed a resolution consistent with McKinley’s wishes. The Senate countered with a resolution that authorized the use of force but that did recognize both Cuban independence and the insurgent government. When the Senate’s version reached the House, the House again rejected the language recognizing Cuban independence. The resolution went to Conference, which, after debate, reached a compromise. The final resolution stated “the people of the Island of Cuba are, and of right ought to be, free and independent,” but made no mention of recognizing a new Cuban Government. Accepting the compromise, the President signed the joint resolution.”
Since the December 17, 2014, announcement of rapprochement, Cuba has voiced at least three demands or issues regarding its lease of Guantanamo Bay to the U.S. The most serious one is ending the lease and returning this territory to complete Cuban control. The second is the U.S.’ paying for use of the territory since the Cuban Revolution’s takeover of the island in 1959. The third is Cuba’s objection to the U.S.’ establishing and maintaining a prison for detainees after 9/11 and to the U.S.’ alleged mistreatment and torture of those detainees.
Understanding these issues requires an examination of (a) the Cuban war for independence, 1895-1898, and the Spanish-American War of 1898; (b) the terms of seven documents relating to the lease, all of which predate the Cuban Revolution; and (c) the position of the Revolutionary government toward these documents and the lease. [1] In conclusion, this post will discuss methods for resolving these issues.
Before all of that, here are maps and photographs of Guantanamo Bay.
The Cuban War for Independence and the Spanish-American War [2]
In 1895 Cubans started a revolt or war of independence from Spain, which responded with ferocity, launching its “reconcentrado” campaign that herded 300,000 Cubans into re-concentration camps. Spain’s tactics infuriated many Americans, who began to raise money and even fight on the side of the Cuban nationalists while American businesses with economic interests on the island were worried about the safety of their investments. U.S. President William McKinley wanted an end to the Cuban-Spanish conflict, but demanded that Spain act responsibly and humanely and that any settlement be acceptable to Cuban nationals.
In November 1897, an amicable resolution appeared possible when the Spanish granted the Cubans limited autonomy and closed the re-concentration camps. But after pro-Spanish demonstrators rioted in Havana in January 1898 to protest Spain’s more conciliatory policies, McKinley ordered the U.S. battleship Maine to Havana to protect American citizens and property and to demonstrate that the U.S. still valued Spain’s friendship.
With the Maine safely moored in Spanish waters, the Spanish-American relationship was jolted by the publication in a New York newspaper of a letter by the Spanish minister to the U.S. describing McKinley as “weak and a bidder for the admirations of the crowd” and revealing that the Spanish were not negotiating in good faith with the U.S. Americans saw the letter as an attack on both McKinley’s and the nation’s honor. The American public’s anger only intensified following an explosion on the Maine and its sinking on February 15, 1898, in Havana Harbor, killing 266 crew members. The Navy, on March 21, reported that an external explosion, presumably from a Spanish mine, had destroyed the ship.
With diplomatic initiatives exhausted and the American public wanting an end to the Cuban crisis, McKinley, in mid-April 1898, asked Congress for authority to intervene in Cuba, which it granted. Spain soon broke relations with the U.S., and the U.S. blockaded Cuba’s ports. On April 23, Spain declared war on the U.S. Two days later the U.S. did likewise with the Teller amendment committing the U.S. to the independence of Cuba once the war had ended, disclaiming “any disposition or intention to exercise sovereignty, jurisdiction or control over said island, except for the pacification thereof.”
What became known as the Spanish-American War lasted only a little over three months with U.S. victories in Cuba, Puerto Rico and the Philippines ending in a cease fire on August 12, 1898. Under the Paris Peace Treaty of December 10, 1898, the U.S. obtained Puerto Rico, Guam, and the Philippine Islands while Spain renounced its claim to Cuba, which remained under U.S. military occupation until 1902.
Thereafter, Cuba would be a de facto U.S. protectorate until 1934.
The Lease of Guantanamo Bay
The first five of the seven documents relating to the Guantanamo lease were created during the period that Cuba was a de facto protectorate of the U.S.
Act of Congress (March 2, 1901). On this date, President McKinley signed an Act of Congress that included what was called “the Platt Amendment,” which authorized the U.S. President “to leave the government and control of the island of Cuba to its people so soon as a government shall have been established in said island under a constitution which, either as a part thereof or in an ordinance appended thereto, shall define the future relations of the United States with Cuba, [and shall include the following: provisions]:
“I. That the government of Cuba shall never enter into any treaty or other compact with any foreign power or powers which will impair or tend to impair the independence of Cuba, nor in any manner authorize or permit any foreign power or powers to obtain by colonization or for military or naval purposes or otherwise, lodgement in or control over any portion of said island.”
“III. That the government of Cuba consents that the [U.S.] may exercise the right to intervene for the preservation of Cuban independence, the maintenance of a government adequate for the protection of life, property, and individual liberty, and for discharging the obligations with respect to Cuba imposed by the treaty of Paris on the [U.S.], now to be assumed and undertaken by the government of Cuba.”
“”VII. That to enable the [U.S.] to maintain the independence of Cuba, and to protect the people thereof, as well as for its own defense, the government of Cuba will sell or lease to the [U.S.] lands necessary for coaling or naval stations at certain specified points to be agreed upon with the President of the United States.”
Constitution of Cuba (May 20, 1902). On this date, the Constitution of the Republic of Cuba was promulgated, and Article VII of its Appendix provided: “To enable the [U.S.] to maintain the independence of Cuba, and to protect the people thereof, as well as for its own defense, the Cuban Government will sell or lease to the [U.S.] the lands necessary for coaling or naval stations, at certain specified points, to be agreed upon with the President of the United States.”
U.S.-Cuba Agreement (February 23, 1903). Pursuant to the just mentioned Cuban constitutional provision, on February 23, 1903, the U.S. and Cuba entered into the “Agreement . . . for the Lease of Lands for Coaling and Naval stations.” Its Article I stated that Cuba “hereby leases to the United States, for the time required for the purposes of coaling and naval stations, the following described areas of land and water [Guantanamo Bay and Bahia Honda] [3] situated in the Island of Cuba”
This Agreement’s Article II stated, “The grant of the foregoing Article shall include the right to use and occupy the waters adjacent to said areas of land and water, and to improve and deepen the entrances thereto and the anchorages therein, and generally to do any and all thingsnecessary to fit the premises for use as coaling or naval stations only, and for no other purpose.” (Emphasis added.)
This Agreement concluded in Article III, whereby the U.S. “recognizes the continuance of the ultimate sovereignty of the Republic of Cuba over the above described areas of land and water, on the other hand the Republic of Cuba consents that during the period of the occupation by the [U.S.] of said areas under the terms of this agreement the [U.S.] shall exercise complete jurisdiction and control over and within said areas.”
Unlike most leases, this agreement did not set forth a set period of time for the lease or the compensation or rent to be paid.
Treaty between the United States of America and Cuba (May 22, 1903). This treaty in Article I states, “The Government of Cuba shall never enter into any treaty or other compact with any foreign power or powers which will impair or tend to impair the independence of Cuba, nor in any manner authorize or permit any foreign power or powers to obtain by colonization or for military or naval purposes, or otherwise, lodgment in or control over any portion of said island.”
Article III provides, “The Government of Cuba consents that the United States may exercise the right to intervene for the preservation of Cuban independence, the maintenance of a government adequate for the protection of life, property, and individual liberty, and for discharging the obligations with respect to Cuba imposed by the Treaty of Paris on the United States, now to be assumed and undertaken by the Government of Cuba.”
Article VII adds, “To enable the United States to maintain the independence of Cuba, and to protect the people thereof, as well as for its own defense, the Government of Cuba will sell or lease to the United States lands necessary for coaling or naval stations, at certain specified points, to be agreed upon with the President of the United States.”
Lease of Certain Areas of Land and Water for Naval or Coaling Stations in Guantanamo and Bahia Honda (July 2, 1903). This instrument details additional terms of the lease in seven articles. Its Article I specified the compensation that the U.S. would pay to Cuba for the leased territories: “the annual sum of two thousand dollars, in gold coin of the United States, as long as the former shall occupy and use said areas of land by virtue of said agreement.” Under Article II, the U.S. agreed “that no person, partnership, or corporation shall be permitted to establish or maintain a commercial, industrial or other enterprise within said areas.”
There still was no set period of time for the lease of the territory.
On November 12, 1903, Guantánamo Bay Outer Harbor passed into U.S. hands “without any formality” and was “effected in a quiet manner.”
Treaty between United States of America and Cuba (May 29, 1934). By 1934 there had been changes in the overall relationship between the two countries. The U.S., pursuing President Franklin D. Roosevelt’s “good neighbor” policy, proposed to nullify the previously mentioned May 22, 1903, U.S.-Cuba Treaty. Cuba had become increasingly upset with the earlier treaty’s Platt Amendment granting the U.S. the right to intervene in Cuba, and Cuba welcomed the idea of nullifying the 1903 treaty. Negotiations to that end proceeded quickly; and a new Cuban-American Treaty of Relations was signed on May 29, 1934, and after rapid ratifications by both states it entered into force on June 9, 1934. This effectively ended the U.S. de facto protectorate of Cuba.
The 1934 treaty in Article II also stated: “All the acts effected in Cuba by the [U.S.] during its military occupation of the island, up to May 20,1902, the date on which the Republic of Cuba was established, have been ratified and held as valid; and all the rights legally acquired by virtue of those acts shall be maintained and protected.”
Article III added the following language with respect to the naval station at Guantánamo Bay: “The supplementary agreement in regard to naval or coaling station signed between the two Governments on July 2, 1903, also shall continue in effect in the same form and on the same conditions with respect to the naval station at Guantánamo. So long as the United States of America shall not abandon the said naval station of Guantánamo or the two Governments shall not agree to a modification of its present limits, the station shall continue to have the territory it now has, with the limits that it has on the date of the signature of the present Treaty.”
The implication of Article III is that the U.S. at any time can walk away from the lease at Guantánamo (abandon the base), but the Cubans can never revoke the lease.
Change in Amount of Rent (1938). Although the source document has not been located, secondary sources say the annual rent for Guantanamo was changed in 1938 to $4,085 (U.S. Dollars), which was the 1938 equivalent of $2,000 in U.S. gold coins. That term has never been changed. Indeed, the U.S. documents transmitting the annual rent checks in that amount for 2011, 2012 and 2013 merely refer to the July 2, 1903, Lease while stating the amount of $4,085 was “computed in the manner of which the government of Cuba has been advised in connection with previous rental payments.” [4]
Cuba’s Revolutionary Government’s Positions Regarding the Lease
Soon after the Cuban Revolution took over the government in January 1959, it started calling for the U.S. to get out of Guantanamo. Over time Cuba set out four different, and sometimes contradictory, legal arguments for invalidating the lease. Even though some international law experts thought Cuba had a good argument for such invalidation: rebus sic stantibus (fundamental change of circumstances), [5] Cuba never instituted legal proceedings to that end. In addition, while the U.S.S.R. still existed and was a major Cuban ally, the Soviets argued that the lease was an “unequal treaty,” but that legal theory was not embraced by the U.S. and most Western nations.
In addition, Cuba has refused to cash the annual U.S. checks for $4,085 made out to the “Treasurer General of the Republic” (a position that ceased to exist after the Revolution). One such check, however, was cashed in the early days of the Revolution, Cuba says, due to confusion. (Many years ago during a televised interview, Fidel Castro opened a desk drawer in his office to show the collection of uncashed checks.)
At least by 2004, Cuba accepted the lease as valid while asserting that control over Guantanamo “will eventually revert to Cuba because of the nature of the arrangement, ad defined by its domestic law, which prohibits perpetual leases. For example, in 2004, Cuba’s Foreign Ministry stated the arrangement “does not grant a perpetual right but a temporary one over that part of our territory, by which, in due course, as a just right of our people, the illegally occupied territory of Guantanamo should be returned by peaceful means to Cuba.” In short, said Cuba, the lease is valid, but U.S. occupation of the territory is illegal. This argument is ridiculous, in the opinion of this blogger, a retired U.S. lawyer.
There have been at least two U.S. responses to these Cuban arguments of invalidity of the lease. First, under the international legal principle of pacta sunt servanda (the contract is the law between the parties), the lease remained a valid agreement between the two states and Cuba has a legal obligation to adhere to agreements previously entered into despite a change in governments. [6] Second, the revolutionary government’s acceptance of at least one of the annual rent checks was an admission of the lease’s validity or a waiver of Cuba’s objections thereto.
Conclusion
As a retired U.S. lawyer, without doing any legal research, I see potential issues of lease invalidity due to (a) possible undue influence or coercion by the U.S. in establishing the terms of the original lease in 1903 and the modifications in 1934 and 1938; [7] and (b) the U.S. use of Guantanamo possibly exceeding the uses permitted by the lease. Any such claim, however, would be potentially subject, at least in a domestic legal dispute, to the affirmative defenses of waiver, estoppel, ratification, laches and statute of limitations. [8]
The argument for invalidity based on the U.S. use of Guantanamo has been rejected by Professor Strauss. He notes that the lease permits the use of Guantanamo as a “naval station,” which is a term created by the U.S. to allow its Navy to determine the range of activities that could occur at such a “station” and which has been used for fewer functions than a full naval base and more recently as a full naval base. As a result, says Strauss, the limitation on use is “largely meaningless in a practical sense.”
In any event, if Cuba now were to assert a right to terminate the lease, over U.S. objection, then I suggest that such a claim should be submitted to a panel of three arbitrators at the Permanent Court of Arbitration at the Hague under its existing Arbitration Rules. Presumably the U.S. in addition to resisting the claim would have a contingent counterclaim (in the event of an arbitration award of termination) for reimbursement for the value of U.S. improvements to the territory.
Such an arbitration proceeding should also include any Cuban claim for compensation for the U.S. use of Guantanamo for 66 years (1960-2015). If, however, such a claims is only for the $4,085 annual rent established in 1938 for a total of $269,610 (without interest), then the claim should be resolved quickly by the U.S. paying the amount of the claim. If, however, the claim is for a higher amount based upon some theory to void the $4,085 figure and instead use a larger amount of alleged fair market value, then presumably such a claim would be contested by the U.S. and a proper claim for arbitration.
Of course, at any time the two parties could negotiate a new lease of Guantanamo, presumably for a specific term of years, with a right of renewal, at a higher and annually adjustable rent. Such a new lease could also impose limits on U.S. use of the territory such as prohibition of the operation of a prison or detention facility.
[5] The Vienna Convention on the Law of Treaties that entered into force on January 20, 1980, sets forth “the codification and progressive development of the law of treaties,” which are “international agreement[s] concluded between States in written form and governed by international law.” (Preamble & Art. 2(1)(a).) Its Article 62 recognizes a “fundamental change of circumstances” as a ground for “terminating or withdrawing from” a treaty and defines the conditions for such a ground. Cuba is a party to the treaty, and although the U.S. is not, the State Department has said that this Convention “is already generally recognized as the authoritative guide to current treaty law and practice.” (David Weissbrodt, Fionnuala Ni Aolain, Joan Fitzpatrick, Frank Newman, International Human Rights: Law, Policy, and Process at 127-28 (4th ed. LexisNexis 2009).)
[6] The Vienna Convention on the Law of Treaties notes that “the principles of free consent and of good faith and pacta sunt servanda are universally recognized” and its Article 26 under the heading “Pacta sunt servanda” states, “Every treaty in force is binding upon the parties to it and must be performed by them in good faith.”
[7] The Vienna Convention on the Law of Treaties in Article 52 provides, “A treaty is void if its conclusion has been procured by the threat or use of force in violation of the principles of international law embodied in the Charter of the United Nations.”
[8] The Vienna Convention on the Law of Treaties provides in Article 45 that a “State may no longer invoke [breach by the other party or fundamental change of circumstances] if, after becoming aware of the facts: (a) it shall have expressly agreed that the treaty is valid or remains in force or continues in operation . . .; or (b) it must by reason of its conduct be considered as having acquiesced in the validity of the treaty or its maintenance in force or in operation . . . .”
